Terms and Conditions

Almitas Capital LLC (“Almitas Capital”) is providing this website for informational purposes only. Nothing on this website is intended to constitute, or should be deemed to be, financial advisory, legal, tax, accounting or other professional advice to you or any other party, be an opinion of the appropriateness or suitability of any investment, or constitute an offer to sell or solicitation of an offer to buy any security or investment. This website and its content (collectively, “Content”) is intended for general informational purposes only and should not be acted upon without first obtaining financial advisory, legal, tax, accounting or other professional advice from your consultant or other professional with respect to your own personal investment objectives, financial circumstances and needs.

The Content is provided on an “as is” and “as available” basis. While Almitas Capital attempts to maintain the accuracy and completeness of the Content, Almitas Capital does not represent or guarantee that the Content, which includes the information, text, graphics, links and other items contained on this website, is accurate, adequate, valid, timely, or complete. Certain Content has been obtained from or is based upon third-party sources, which third-party Content Almitas Capital believes to be reliable, but no representation or guarantee is made as to the accuracy, validity, timeliness, completeness or suitability of such third party Content. While Almitas Capital makes no commitment to update the Content, it reserves the right to make changes and corrections at any time, without notice. The Content is the property of Almitas Capital and/or its vendors and/or other third party sources, and is protected by copyright, trade secret and other intellectual property and proprietary rights.

Almitas Capital expressly disclaims liability for any losses, damages (including indirect, incidental, special, punitive or consequential damages), costs or expenses relating to the adequacy, accuracy, validity, timeliness, completeness or use of the Content, even if notified in advance of the possibility of such. Without limiting the foregoing, the disclaimers of liability contained herein apply to any and all damages or injury caused by any failure of performance, error, omission, interruption, deletion, defect, delay in operation or transmission, computer virus, communication line failure, theft, destruction or unauthorized access to, alteration of, or use of any asset, whether for breach of contract, tortious behavior, negligence or under any other cause of action.

Almitas Capital also is in no way responsible for the content or services of any website owned by a third party that may be linked to this website, whether such link is contained on this website or provided by a third party. No judgment or warranty is made with respect to the accuracy, timeliness, or suitability of the content or services of any website to which this website may link, including information on such website regarding Almitas Capital, and Almitas Capital takes no responsibility therefor. By providing access to other websites, Almitas Capital is not recommending or endorsing the purchase or sale of any security issued by, or financial or other services provided, issued or endorsed by, such website’s sponsoring organization or its affiliates or such website’s advertisers.

The Content or any portion thereof may not be stored in a computer, published, rewritten for broadcast or publication or transmitted or redistributed in any medium without prior express written permission from Almitas Capital, except that users, for their sole personal use and information, may access, use and store the Content solely for their own personal purposes. Almitas Capital is not liable for any delays, inaccuracies, errors or omissions in such Content or in the transmission or delivery of all or any part thereof or for any damage arising from any of the forgoing.


Privacy Policy

Almitas Capital LLC (the “Firm”) is required by federal regulations to adopt certain procedures designed to maintain and secure the nonpublic personal information of its clients (together with investors of any private investment pools as appropriate under the particular context, “Clients”) from inappropriate disclosure to third parties. The following policy (this “Privacy Policy”) is designed to meet the standards set forth in the federal regulations.

The Firm is committed to keeping personal information collected from potential, current and former Clients confidential and secure. The proper handling of personal information is one of our highest priorities. The Firm never sells information relating to its clients to any outside third parties.

Client Information

The Firm collects and keeps only information that is necessary for it to provide the services requested by its Clients and to administer Clients’ business with the Firm.

The Firm may collect nonpublic personal information from Clients or potential Clients:

From Clients when they complete an application or other form. This includes information such as name, address, social security number, driver’s license number, assets, income, net worth, copies of financial documents and other information deemed necessary to evaluate the Client’s financial situation.

As a result of transactions with the Firm, its affiliates if any, or others.  This could include transactions completed with the Firm or information received from outside vendors to complete transactions or to effect financial goals.

Sharing Information

The Firm only shares the nonpublic personal information of its Clients with non-affiliated companies or individuals (i) as permitted by law (which may vary by state) and as required to provide services to our Clients, such as with representatives within our firm, securities clearing firms, mutual fund companies, insurance companies and other financial services providers, or (ii) to comply with legal or regulatory requirements. The Firm may also disclose nonpublic personal information to another financial services provider in connection with the transfer of an account to such financial services provider. Further, in the normal course of our business, the Firm may disclose information it collects about Clients to companies or individuals that contract with the Firm to perform servicing functions such as:

Recordkeeping; Computer-related services; and Good faith disclosure to regulators who have regulatory authority over the Firm.

Companies hired to provide support services are not allowed to use personal information for their own purposes and are contractually obligated to maintain strict confidentiality. The Firm limits use of personal information to the performance of the specific service requested.

The Firm does not provide personally identifiable information to mailing list vendors or solicitors for any purpose.

When the Firm provides personal information to service providers, it requires these providers to agree to safeguard such information in a comparable level to that of the Firm, to use the information only for the intended purpose and to abide by applicable law.

Employee Access to Information

Only employees with a valid business reason have access to clients’ personal information. These employees are educated on the importance of maintaining the confidentiality and security of this information. They are required to abide by our information handling practices.

Protection of Information

The Firm maintains security standards to protect Clients’ information, whether written, spoken, or electronic. The Firm updates and checks its systems to ensure the protection and integrity of information. This includes, but is not limited to, data encryption while data is transmitted. The level of encryption and protection will be based on applicable law, industry standards and risk in light of the size and scope of the Firm’s business and available resources.

Maintaining Accurate Information

The Firm’s goal is to maintain accurate, up to date Client records in accordance with industry standards. The Firm has procedures in place to keep information current and complete, including timely correction of inaccurate information.


Should Clients send the Firm questions and comments via e-mail, the Firm will share the client’s correspondence only with those employees or agents most capable of addressing the client’s questions and concerns.

The Firm will retain all written communication until it has done its very best to provide the Client with a complete and satisfactory response. Ultimately, the Firm will either discard the communication or archive it according to the requirements under applicable securities laws.

Disclosure of our Privacy Policy

The Firm recognizes and respects the privacy concerns of its potential, current and former Clients. The Firm is committed to safeguarding this information. As a member of the financial services industry, the Firm is providing this Privacy Policy for informational purposes to Clients and employees and will distribute and update it as required by law. It is also available upon request. Please contact: Almitas Capital LLC at (310) 573-4343 or if you have any questions.